If you’re a directly authorised business with limited in-house compliance resource, our Hybrid AR service is the perfect solution. With our Hybrid AR service, you stay directly authorised but we combine our systems and services to manage all of your compliance and sales oversight in the same way as we would if you were a full AR network member.
Let us take care of your compliance tailored exactly to your business
For directly authorised firms, who have limited in-house compliance resource, our Hybrid AR service offers you the best of both worlds. As a Hybrid AR, you are treated as a full member of the TRACS AR network but retain your own direct FCA Authorisation, with our TRACS support team on hand to support you in every aspect of compliance.
Based on a menu of services, we’ll tailor the exact support you require filling in any gaps that may exist within your existing compliance team, such as systems, training, audits, RMAR/GABRIEL FCA returns, document reviews as well as access to our FCA documentation library and expert advice.
We’ll manage as much or as little of your FCA compliance and training needs as you require…all available whenever you need it. It all adds up to having the expertise on hand to keep your business safe and up to date with the latest FCA requirements.
Whilst managing your regulatory requirements, we always ensure that very clear processes and reporting lines are established with senior management to ensure that they are fully aware of and carry out their responsibilities in line with being a directly authorised firm. Regular audits and feedback ensures that processes are streamlined leaving you to get on with running your business.
To see whether our AR Hybrid service is right for you, contact us today for a no obligation chat and assessment.